Compare two health care compliance programs guide
An assignment selecting a health care organization type, locating two compliance program documents from comparable organizations, creating a matrix comparing seven compliance components, and writing a 525 to 700 word executive summary recommending which best practices to adopt, citing both documents in APA format.
Editorial process
Last reviewed · August 13, 2026
Two deliverables, two different readers
Two deliverables sit inside this brief and they do different jobs, so keep them separate in your head from the start. The matrix is a comparison instrument: seven rows, two columns, each cell reporting what one organisation actually does about one component. The executive summary is a recommendation document written for people who will read it instead of the matrix, not as well as it. Executives do not want a narrated tour of your table. They want to know what you looked at, what differed, what you recommend adopting, and what it will take. Write the matrix first, because the summary's argument comes out of the comparison, and a summary drafted before the matrix always ends up recommending things the evidence does not support. Drafting in that order also stops the most common structural problem in this assignment, which is a summary whose recommendations are more confident than the evidence in the table behind them.
The seven components are named in the brief and they are not a random list; they are the recognisable elements of an effective compliance programme, which have been the standard federal framework for decades. Say that in the summary. Recognising that the components come from a published framework rather than from your instructor's imagination changes the character of the whole document, because it means the question is not whether an organisation has these elements but how well each one is operationalised. Every organisation you look at will claim all seven. What differs is the specificity — whether monitoring has a stated frequency, whether the compliance officer has a defined reporting line, whether disciplinary standards name consequences. Framing it that way also gives the summary its opening sentence, since a recommendation grounded in a recognised federal framework is considerably harder for an executive to wave away than one grounded in your reading.
The selection step is where students lose the most time, so approach it deliberately. Compliance programme documents are public for many health systems, hospitals and large practices because publication is itself a compliance signal, but they vary enormously in depth: some are a two-page code of conduct and some are a forty-page plan with charters and committee structures. Choose two of comparable depth or your matrix will be an artefact of document length rather than a comparison of programmes. Choose organisations of comparable type and size too, as the brief instructs, because a health system's programme and a four-physician practice's programme differ for reasons that have nothing to do with best practice. Comparability is also the thing a marker can check quickly, and a matrix comparing a health system's forty-page plan with a small practice's code of conduct announces its own problem in the first row.
Filling the matrix rewards a specific discipline: record what the document says, quoting a phrase where the wording matters, and record explicitly when a component is not addressed. Absence is a finding. A programme that describes training in detail and says nothing about how violations are corrected has told you something important, and a matrix cell reading not addressed is more useful than one padded with a plausible guess. Keep the cells short — a phrase and a note, not a paragraph — because the matrix's value is that a reader can scan a row and see the difference immediately, which a prose comparison never allows. Short cells also force you to decide what the document actually commits to, which is the analytical work the matrix exists to make you do. Quote the phrase where the wording carries a commitment, and paraphrase where it does not.
The executive summary's word count is tight and the structure that fits it is well established: what you compared and why, the two or three most significant differences, your recommendation with a reason, and what adopting it would require. Lead with the recommendation rather than building to it, because executive readers stop when they have the answer and everything after your first paragraph should be supporting the position rather than delaying it. Two or three recommendations are plenty. Seven, one per component, is a work plan rather than a summary and will not fit in seven hundred words with any argument attached. Leading with the answer is also the convention in every executive document you will write after this course, so the assignment is teaching a form as much as a content. Three paragraphs of support after the recommendation is the most a seven-hundred-word document will carry.
Two things will lift this above a competent submission. First, take the organisation's motivation seriously — the brief says several small incidents prompted the update — and let it shape the recommendation. A pattern of small incidents points at detection, reporting and correction rather than at policy, because the policies almost certainly already existed. Recommending stronger training when the evidence points at a reporting channel misreads your own scenario. Second, acknowledge cost and disruption, since every recommendation you make has to be resourced, and a summary that names the burden alongside the benefit is the one an executive will actually act on. Cite both source documents properly in APA format, and keep the matrix as an attachment rather than pasting it into the summary. Naming the burden also tends to improve the recommendation itself, because a proposal you have costed is usually narrower and more specific than one you have not.
Likely learning objectives
Inferred from the brief — check these against your own rubric.
- 01Distinguish a comparison instrument from a persuasive executive document.
- 02Recognise the seven components as elements of an established compliance framework.
- 03Select two source documents comparable in organisation type and document depth.
- 04Record absence as a finding rather than filling cells with inference.
- 05Derive recommendations from the incident pattern given in the scenario.
Read the full question
Review every instruction before using the planning guidance that follows.
Turn the brief into deliverables
- 01A type of health care organization selected for the assignment.
- 02Two compliance program documents located from comparable health care organizations.
- 03A matrix comparing how both organizations execute the seven listed compliance components.
- 04A 525 to 700 word executive summary informing executive leadership about the matrix.
- 05An opinion on which best practices the organization should adopt.
- 06Both compliance program documents cited, plus additional supporting references.
- 07APA formatting throughout.
Build the matrix, then argue from it
Choose the organisation type and the two sources
Name the sector and select two comparable published programme documents.
Build the matrix
Seven rows for the listed components, two columns, short evidence-based cells.
Record the absences
Mark components the document does not address, since absence is the sharpest finding available.
Identify the significant differences
Pick the two or three differences that would change how the programme performs.
Open the summary with the recommendation
State what to adopt in the first paragraph, then support it.
Connect to the incident pattern
Argue from the several small incidents toward detection, reporting and correction.
State the cost
What adopting the recommendation requires in people, time and money.
Finding two comparable compliance programs
Recommended databases
- Federal compliance guidance publications
- Health system and hospital public compliance pages
- Business Source Complete
Search sequence
- 1.Fix the organisation type first, then search for published compliance plans within that type.
- 2.Compare document lengths before committing, so the two sources are of similar depth.
- 3.Read the federal framework describing the elements of an effective compliance programme, so your matrix rows are grounded.
- 4.Search for evidence linking any specific component to incident detection rates, which strengthens the recommendation.
- 5.Record the publication or revision date of each document, since compliance plans are periodically reissued.
Reference shortlist
These are authoritative starting points, not a ready-made bibliography. A qualified reviewer must confirm that each source fits the assignment and supports the claim beside which it is cited.
Nothing here is cleared for citation until you have read it.
- 01
| Agency for Healthcare Research and Quality
U.S. Department of Health and Human Services · 2025
Evidence on reporting culture and event detection, which supports a recommendation aimed at detection rather than policy.
- 02
An Overview of To Err is Human: Re-emphasizing the Message of Patient Safety
Patient Safety and Quality, NCBI Bookshelf · 2008
The reporting and systems argument that underlies modern compliance and safety programme design.
- 03
United States Courts
Administrative Office of the U.S. Courts · 2025
Source for the sentencing guidelines framework from which the seven effective-programme elements derive.
- 04
KFF
KFF · 2025
Organisational and sector data useful for establishing that the two chosen organisations are genuinely comparable.
Review before submission
Common mistakes
- Writing the executive summary as a narrated walk through the matrix.
- Choosing two documents of very different length, so the comparison measures depth not practice.
- Leaving a matrix cell blank instead of recording that the component is not addressed.
- Making seven recommendations, one per component, in a 700 word document.
- Recommending training when the scenario's incident pattern points at detection and reporting.
- Omitting the cost or disruption a recommendation would create.
Submission checklist
- The organisation type is stated and both sources are of that type.
- The two documents are comparable in depth as well as in sector.
- All seven components appear as matrix rows.
- Cells record what the document says, including where nothing is said.
- The executive summary opens with the recommendation.
- No more than three recommendations, each with a reason and a cost note.
- Both programme documents are cited in APA format alongside supporting sources.
Use this guide to plan and review your own work. Follow your institution's rules and read our academic-integrity policy.

Written by
Aaron Bishop
MA, Education
assignment interpretation and research-methods coaching across disciplines
Aaron leads the EssayCrackers editorial desk. He works on how assignment briefs are read — what a rubric is actually asking for, and where students most often answer a different question than the one set.

Reviewed by
Dr. Nathan Cole
PhD, Rhetoric & Composition
Argumentation and thesis development
Nathan teaches first-year composition and directs a university writing center. He reviews EssayCrackers guides for argumentative soundness and citation accuracy.